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Lauren Steinfeld and Andrew Kandel

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.

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Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales.

This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits.

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What's inside

Four courses

What is Compliance?

(0 hours)
Compliance is not only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program can have on a business or organization.

Effective Compliance Programs

(0 hours)
Once you understand compliance, you may wonder, “What should I do about it?” This course explores human psychology as a key factor for creating a positive culture of compliance. We’ll examine formal compliance programs and the technologies, workflows, policies, monitoring, and training necessary to create an effective compliance program.

Privacy Law and Data Protection

(0 hours)
What does it take to comply with privacy laws? In this course, we’ll look at the practical aspects of navigating the complex landscape of privacy requirements. Better understanding privacy laws and data protection will enable you to protect your organization and the constituents that depend on your organization to safeguard their personal information.

What is Corruption: Anti-Corruption and Compliance

(0 hours)
Have you ever paid someone for a favor? Tipping might be okay, but paying a bribe is a violation of the law. Bribery is widespread and exists almost everywhere and in many forms. Compliance programs address this and other forms of corruption.

Learning objectives

  • Create a thorough risk profile for your organization.
  • Tailor a comprehensive compliance program with features best suited to address your organization’s specific risk profile.
  • Develop strategies for implementing the technologies, policies, monitoring, and training for building an effective privacy compliance program.
  • Describe the factors that drive the need for anti-corruption laws and understand the ramifications of doing business in a highly-regulated world.

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