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Andrew Kandel
and
Lauren Steinfeld
Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization.
Read more
Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization.
Read more
Compliance isn’t only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It’s also about the positive impact a robust and ethical compliance program can have on a business or organization.
In this course we will discuss why compliance is important – from the needs facing businesses in highly regulated industries to avoiding fines and penalties to preventing reputational and economic nightmares. We’ll examine real-world examples of compliance and governance failures and their impact, and consider strategies for avoiding similar situations in our own organizations. You’ll be able to think about risk management in new ways and apply strategies to manage it.
Register for this course and see more details by visiting:
OpenCourser.com/course/3jkdxh/what
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What's inside
Syllabus
What is compliance?
What is compliance and why is it important? In this module, we answer those questions while also looking at some recent high-profile cases of non-compliance in the business world.
Read more
Syllabus
What is compliance?
What is compliance and why is it important? In this module, we answer those questions while also looking at some recent high-profile cases of non-compliance in the business world.
Read more
Why is Compliance Important?
Non-compliance can have massive real-world implications for the general public, not just individuals directly related to a non-compliant company. In this module, we examine laws that specifically create compliance obligations, as well as the potential costs of non-compliance.
Compliance & Risk
Every company and organization must deal with risk, and compliance is ultimately a vehicle to mitigate risk. This module explores the close relationship between compliance and risk management. We will analyze the ways in which compliance programs manage risk, as well as alternative forms of risk management.
Developments in the Field of Compliance
This module highlights developments in the ever-evolving world of compliance, with special emphasis on recent trends in regulatory focus.
Good to know
Good to know
Know what's good ,
what to watch for , and
possible dealbreakers
Designed for individuals involved in compliance and governance at businesses and organizations
Introduces the importance of compliance, examining real-world examples of its failures
Suitable for professionals seeking to manage risk and improve compliance
Led by instructors with expertise and experience in compliance and governance
Provides strategies for risk management and compliance practices
Suitable for a broad audience interested in compliance, risk management, and business ethics
Save this course
Save What is Compliance? to your list so you can find it easily later:
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Reviews summary
Key compliance concepts
Learners say this course is largely positive, offering a well-received introduction to the fundamentals of compliance. Instructors are engaging and the content is informative and practical, covering a range of topics such as risk management, industry examples, and legal frameworks. The course is designed for both beginners and those seeking a refresher, providing a broad overview of compliance issues and their impact across various sectors.
Well-organized content with real-world examples
"This course is well-structured, clearly presented information, up-to-date, without unnecessary beating around the bush."
"I love that the course incorporates so many relevant case studies."
"The course allows the student to learn or review the fundamentals of Compliance, and motivate the student to continue learning with the specific courses of this subject."
Useful for both beginners and experienced learners
"This course is extremely important to the creation of an accountable culture in the economy and I feel it is highly worth taking."
"One of the best courses attended."
"I received a better understanding of the importance of compliance."
Knowledgeable and experienced instructors
"Instructors are extremely knowledgeable and highly experienced."
"The teachers of the course provide specific information on the issues studied."
"The difference was the capacity for critical vision in each class, I was impressed that in addition to the incredible didactics in relation to the method for compliance, they also demonstrated great scientific knowledge, which helped a lot to enrich the course."
Highly recommended for those new to compliance
"I highly recommend this course for people who do not have background in law and management. "
"This course provides a great foundation of compliance and prepares you for the courses that follow."
"An excellent introduction to what Compliance is, also gives you an idea of why it's significant."
Peer review process can be problematic
"The final assessment of Peer review is extremely not ideal."
"The peer review garbage at the end is ridiculous!"
"For a paid course, I am not satisfied that it is peer graded"
Activities
Be better prepared
before
your course. Deepen your understanding
during
and
after
it. Supplement your coursework and achieve mastery of the topics covered
in What is Compliance? with these
activities:
Review key compliance laws and regulations
Show steps
Familiarize yourself with the laws, regulations, and ethical standards that govern compliance, ensuring a solid foundation for the course's discussions.
Show steps
-
Read relevant sections of laws and regulations.
-
Identify key compliance requirements.
-
Summarize the main principles of ethical conduct.
Analyze compliance case studies
Show steps
Immerse yourself in real-world compliance scenarios, honing your decision-making and risk management skills.
Show steps
-
Read and analyze a compliance case study.
-
Identify the key compliance issues involved.
-
Evaluate the actions taken by the organizations involved.
-
Suggest alternative approaches or solutions.
Develop a compliance risk assessment plan
Show steps
Develop a comprehensive plan to identify, assess, and mitigate compliance risks in an organizational setting.
Browse courses on
Risk Management Plan
Show steps
-
Gather information about the organization's operations and objectives.
-
Identify potential compliance risks.
-
Assess the likelihood and impact of each risk.
-
Develop risk mitigation strategies.
-
Create a plan for monitoring and evaluating the effectiveness of the risk mitigation strategies.
One other activity
Expand to see all activities and additional details
Show all four activities
Contribute to open-source projects related to compliance
Show steps
Engage with the compliance community, improve your technical skills, and contribute to the development of industry tools and resources.
Show steps
-
Identify open-source projects related to compliance.
-
Review the project documentation.
-
Identify ways to contribute to the project.
-
Make contributions to the project.
-
Collaborate with other contributors.
Review key compliance laws and regulations
Show steps
Familiarize yourself with the laws, regulations, and ethical standards that govern compliance, ensuring a solid foundation for the course's discussions.
Show steps
Show steps
Show steps
- Read relevant sections of laws and regulations.
- Identify key compliance requirements.
- Summarize the main principles of ethical conduct.
Analyze compliance case studies
Show steps
Immerse yourself in real-world compliance scenarios, honing your decision-making and risk management skills.
Show steps
Show steps
Show steps
- Read and analyze a compliance case study.
- Identify the key compliance issues involved.
- Evaluate the actions taken by the organizations involved.
- Suggest alternative approaches or solutions.
Develop a compliance risk assessment plan
Show steps
Develop a comprehensive plan to identify, assess, and mitigate compliance risks in an organizational setting.
Browse courses on
Risk Management Plan
Show steps
Show steps
Show steps
- Gather information about the organization's operations and objectives.
- Identify potential compliance risks.
- Assess the likelihood and impact of each risk.
- Develop risk mitigation strategies.
- Create a plan for monitoring and evaluating the effectiveness of the risk mitigation strategies.
One other activity
Expand to see all activities and additional details
Show all four activities
Contribute to open-source projects related to compliance
Show steps
Engage with the compliance community, improve your technical skills, and contribute to the development of industry tools and resources.
Show steps
Show steps
Show steps
- Identify open-source projects related to compliance.
- Review the project documentation.
- Identify ways to contribute to the project.
- Make contributions to the project.
- Collaborate with other contributors.
Career center
Learners who complete What is Compliance? will develop knowledge and skills
that may be useful to these careers:
Risk Manager
Risk Manager
A Risk Manager is responsible for identifying, assessing, and mitigating risks to a business or organization. This course may be useful for aspiring Risk Managers because it provides a comprehensive overview of compliance and risk management, including the close relationship between the two. The course also discusses alternative forms of risk management, which can help Risk Managers develop a comprehensive risk management strategy for their organizations.
Auditor
Auditor
An Auditor is responsible for examining and evaluating financial records to ensure that they are accurate and compliant with all applicable laws and regulations. This course may be useful for aspiring Auditors because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Auditors learn from the mistakes of others and avoid similar situations in their own organizations.
Regulatory Affairs Specialist
Regulatory Affairs Specialist
A Regulatory Affairs Specialist is responsible for ensuring that a business or organization complies with all applicable laws and regulations. This course may be useful for aspiring Regulatory Affairs Specialists because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Regulatory Affairs Specialists learn from the mistakes of others and avoid similar situations in their own organizations.
Compliance Officer
Compliance Officer
A Compliance Officer is a professional responsible for ensuring that a business or organization complies with all applicable laws and regulations. This course may be useful for aspiring Compliance Officers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Compliance Officers learn from the mistakes of others and avoid similar situations in their own organizations.
Internal Auditor
Internal Auditor
An Internal Auditor is responsible for auditing the financial and operational activities of a business or organization to ensure that they are compliant with all applicable laws and regulations. This course may be useful for aspiring Internal Auditors because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Internal Auditors learn from the mistakes of others and avoid similar situations in their own organizations.
Compliance Analyst
Compliance Analyst
A Compliance Analyst is responsible for analyzing and interpreting compliance data to identify potential risks and ensure that a business or organization is complying with all applicable laws and regulations. This course may be useful for aspiring Compliance Analysts because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Compliance Analysts learn from the mistakes of others and avoid similar situations in their own organizations.
Compliance Manager
Compliance Manager
A Compliance Manager is responsible for developing and implementing compliance programs for a business or organization. This course may be useful for aspiring Compliance Managers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Compliance Managers learn from the mistakes of others and avoid similar situations in their own organizations.
Legal Counsel
Legal Counsel
A Legal Counsel is responsible for providing legal advice to a business or organization. This course may be useful for aspiring Legal Counsel because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Legal Counsel learn from the mistakes of others and avoid similar situations in their own organizations.
Ethics and Compliance Officer
Ethics and Compliance Officer
An Ethics and Compliance Officer is responsible for developing and implementing ethics and compliance programs for a business or organization. This course may be useful for aspiring Ethics and Compliance Officers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Ethics and Compliance Officers learn from the mistakes of others and avoid similar situations in their own organizations.
Chief Compliance Officer
Chief Compliance Officer
A Chief Compliance Officer is responsible for overseeing the compliance program of a business or organization. This course may be useful for aspiring Chief Compliance Officers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Chief Compliance Officers learn from the mistakes of others and avoid similar situations in their own organizations.
Risk and Compliance Manager
Risk and Compliance Manager
A Risk and Compliance Manager is responsible for managing the risks and compliance issues of a business or organization. This course may be useful for aspiring Risk and Compliance Managers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Risk and Compliance Managers learn from the mistakes of others and avoid similar situations in their own organizations.
Compliance Consultant
Compliance Consultant
A Compliance Consultant is responsible for providing compliance advice to businesses and organizations. This course may be useful for aspiring Compliance Consultants because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Compliance Consultants learn from the mistakes of others and avoid similar situations in their own organizations.
Corporate Secretary
Corporate Secretary
A Corporate Secretary is responsible for managing the administrative and legal affairs of a business or organization. This course may be useful for aspiring Corporate Secretaries because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Corporate Secretaries learn from the mistakes of others and avoid similar situations in their own organizations.
Compliance and Ethics Manager
Compliance and Ethics Manager
A Compliance and Ethics Manager is responsible for developing and implementing compliance and ethics programs for a business or organization. This course may be useful for aspiring Compliance and Ethics Managers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Compliance and Ethics Managers learn from the mistakes of others and avoid similar situations in their own organizations.
Compliance Program Manager
Compliance Program Manager
A Compliance Program Manager is responsible for managing the compliance program of a business or organization. This course may be useful for aspiring Compliance Program Managers because it provides a comprehensive overview of compliance, including the importance of compliance and why it is important for businesses. The course also discusses real-world examples of compliance and governance failures, which can help Compliance Program Managers learn from the mistakes of others and avoid similar situations in their own organizations.
For more career information including salaries, visit:
OpenCourser.com/course/3jkdxh/what
Reading list
We've selected four books
that we think will supplement your
learning. Use these to
develop background knowledge, enrich your coursework, and gain a
deeper understanding of the topics covered in
What is Compliance?.
This handbook provides practical guidance on how to develop and implement compliance programs for healthcare professionals.
Save
Practical guide to compliance, written in an accessible and easy-to-understand style. It provides step-by-step instructions on how to create and implement a compliance program.
This handbook comprehensive resource for nonprofits that are responsible for compliance. It covers a wide range of topics, including the legal and regulatory landscape, compliance risk assessment, and best practices for compliance programs.
Is a入門書for compliance. It provides a basic overview of the field and covers the key elements of a compliance program.
For more information about how these books relate to this course, visit:
OpenCourser.com/course/3jkdxh/what
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Effort
4 weeks, 3-4 hours per week
Via
Coursera
Institution
University of Pennsylvania
Instructors
Andrew Kandel
Lauren Steinfeld
Language
English
Transcripts
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آذربایجان دیلی
This course belongs to a
collection
called
Regulatory Compliance. It's comprised of four courses:
- Effective Compliance Programs
- What is Compliance? (viewing)
- Privacy Law and Data Protection
- What is Corruption: Anti-Corruption and Compliance
Good to know
Designed for individuals involved in compliance and governance at businesses and organizations
Introduces the importance of compliance, examining real-world examples of its failures
Suitable for professionals seeking to manage risk and improve compliance
Led by instructors with expertise and experience in compliance and governance
Provides strategies for risk management and compliance practices
Suitable for a broad audience interested in compliance, risk management, and business ethics
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