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Bond and Equity Markets and Financial Regulation

Jack Farmer

This course begins with a look at the role debt and equity plays in a firm's capital structure. We'll look at the main issuers of bonds and the different types of bonds they issue and review the difference between domestic and international bonds. We'll also review how to price a plain vanilla bond for the current market place.

Further, in the course, we'll look at the different yield curve shapes and review their implications for the economy and business cycle. We'll also look at the primary and secondary markets and review the mechanics of treasury auctions.

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This course begins with a look at the role debt and equity plays in a firm's capital structure. We'll look at the main issuers of bonds and the different types of bonds they issue and review the difference between domestic and international bonds. We'll also review how to price a plain vanilla bond for the current market place.

Further, in the course, we'll look at the different yield curve shapes and review their implications for the economy and business cycle. We'll also look at the primary and secondary markets and review the mechanics of treasury auctions.

This course will also cover the functions of rating agencies and the methodology they use along with a look at the trading conventions used by FX markets for both spot and forward transaction.

We'll wrap up this course with a look at the key regulators of the financial markets.

This course is part 2 of the New York Institute of Finance's Capital Markets Professional Certificate.

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What's inside

Learning objectives

  • Overview of bond markets
  • Introduction to bond issuance and risk
  • Overview of equity securities
  • Overview of equity markets and trading
  • Regulation of financial markets

Syllabus

M01: Bond Markets
M02: Bond Issuance and Risk
M03: Equity Securities
M04: Equity Markets and Trading
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Traffic lights

Read about what's good
what should give you pause
and possible dealbreakers
Taught by Jack Farmer, who is recognized for their work in this field
Develops skills, knowledge, and tools that are highly relevant to the industry
Develops skills, knowledge, and tools that are useful for personal growth and development
Examines bond markets, which is highly relevant to finance professionals
Covers unique perspectives and ideas that may add color to other topics and subjects
Builds a strong foundation for beginners in bond markets

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Reviews summary

Foundational capital markets and regulation

According to students, this course offers a solid and clear introduction to bond and equity markets, along with financial regulation. Many learners find the lectures to be concise and easy to understand, making complex financial concepts accessible. While it excels as a strong starting point for beginners or those needing a refresher, some experienced professionals note it may lack the in-depth analysis they seek. The course is widely regarded for providing a practical overview, though a few comments suggest integrating more recent market data or interactive elements could enhance its value.
Ideal for those new to finance or needing a refresher.
"Highly recommend for beginners or those needing a refresher."
"It's a great starting point for someone new to capital markets."
"As someone looking to enter the finance industry, this was exactly what I needed to grasp the fundamentals."
Establishes a strong base in financial markets.
"This course provided an incredibly clear and practical overview of bond issuance, equity trading, and regulatory bodies."
"I now have a much clearer understanding of bond and equity basics."
"Excellent for establishing the groundwork in financial regulation."
Concepts are presented with exceptional clarity.
"The instructor explains complex concepts clearly and concisely."
"I appreciated the practical examples and very understandable way explanations."
"The explanation of yield curves was particularly clear."
Some examples and data could use updating.
"Some of the examples related to market conditions seemed a little outdated."
"Sometimes I wished for more real-world examples or recent market data in the lectures."
"My main feedback would be to update some of the older examples."
May be too basic for experienced professionals.
"Although more advanced topics could be explored in greater depth."
"As an experienced professional, I found some parts a bit too basic."
"It really just scratches the surface... for anyone looking to seriously build skills or dive deep into financial modeling, you'll need a lot more."

Activities

Be better prepared before your course. Deepen your understanding during and after it. Supplement your coursework and achieve mastery of the topics covered in Bond and Equity Markets and Financial Regulation with these activities:
Review Bond Markets
Review the basics of bond markets to strengthen your understanding of the course materials.
Browse courses on Bond Markets
Show steps
  • Read the course syllabus and identify the topics related to bond markets.
  • Review your notes or textbooks from previous courses on bond markets.
  • Take practice quizzes or solve problems related to bond markets.
Bond Pricing Calculations
Practice bond pricing calculations to improve your understanding of bond valuation techniques.
Browse courses on Bond Pricing
Show steps
  • Find practice problems or online resources that provide bond pricing calculations.
  • Solve the problems and compare your answers with the provided solutions.
  • Repeat the process until you feel comfortable with bond pricing calculations.
Yield Curve Analysis
Follow guided tutorials on yield curve analysis to enhance your understanding of interest rate dynamics.
Browse courses on Yield curve
Show steps
  • Search for online tutorials or courses on yield curve analysis.
  • Follow the tutorials and complete the exercises or assignments provided.
  • Apply the concepts learned to analyze real-world yield curves.
One other activity
Expand to see all activities and additional details
Show all four activities
Bond Market Blog Post
Write a blog post that analyzes a recent bond market trend or development, allowing you to demonstrate your understanding and insights.
Show steps
  • Choose a specific bond market topic or trend to focus on.
  • Research and gather data to support your analysis.
  • Write a well-structured blog post that presents your findings and insights.

Career center

Learners who complete Bond and Equity Markets and Financial Regulation will develop knowledge and skills that may be useful to these careers:
Bond Trader
Bond Traders buy and sell bonds for clients in order to make a profit. They need to have a strong understanding of the bond market and the factors that affect bond prices. The Bond and Equity Markets and Financial Regulation course can help Bond Traders develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond issuance and risk, yield curve shapes, and the mechanics of treasury auctions. This knowledge can help Bond Traders make informed decisions about which bonds to buy and sell.
See salaries and explore the career path for Bond Trader
Equity Trader
Equity Traders buy and sell stocks for clients in order to make a profit. They need to have a strong understanding of the equity market and the factors that affect stock prices. The Bond and Equity Markets and Financial Regulation course can help Equity Traders develop the skills and knowledge they need to be successful in their careers. The course covers topics such as equity issuance and risk, equity markets and trading, and the mechanics of exchange trading. This knowledge can help Equity Traders make informed decisions about which stocks to buy and sell.
See salaries and explore the career path for Equity Trader
Investment Banker
Investment Bankers help companies raise capital by issuing bonds and stocks. They need to have a strong understanding of the capital markets and the factors that affect the price of securities. The Bond and Equity Markets and Financial Regulation course can help Investment Bankers develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity issuance, yield curve shapes, and the mechanics of treasury auctions. This knowledge can help Investment Bankers create and execute successful fundraising strategies for their clients.
See salaries and explore the career path for Investment Banker
Portfolio Manager
Portfolio Managers manage investment portfolios for clients. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course can help Portfolio Managers develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Portfolio Managers make informed decisions about which investments to make for their clients.
See salaries and explore the career path for Portfolio Manager
Financial Analyst
Financial Analysts provide investment advice to clients. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course can help Financial Analysts develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Financial Analysts make informed recommendations to their clients.
See salaries and explore the career path for Financial Analyst
Risk Manager
Risk Managers identify and manage risks for financial institutions. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course can help Risk Managers develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Risk Managers identify and mitigate risks for their institutions.
See salaries and explore the career path for Risk Manager
Compliance Officer
Compliance Officers ensure that financial institutions comply with all applicable laws and regulations. They need to have a strong understanding of the financial markets and the regulatory environment. The Bond and Equity Markets and Financial Regulation course can help Compliance Officers develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Compliance Officers ensure that their institutions are operating in compliance with all applicable laws and regulations.
See salaries and explore the career path for Compliance Officer
Financial Regulator
Financial Regulators oversee the financial industry and ensure that it operates in a safe and sound manner. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course can help Financial Regulators develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Financial Regulators make informed decisions about how to regulate the financial industry.
See salaries and explore the career path for Financial Regulator
Economist
Economists study the economy and make predictions about its future performance. They may also provide advice to businesses and governments on economic policy. The Bond and Equity Markets and Financial Regulation course can help Economists develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Economists understand the impact of economic events on the financial markets.
See salaries and explore the career path for Economist
Professor of Finance
Professors of Finance teach courses in finance and conduct research on financial markets. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course can help Professors of Finance develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Professors of Finance stay up-to-date on the latest developments in the financial markets and teach their students about the latest trends.
See salaries and explore the career path for Professor of Finance
Financial Journalist
Financial Journalists write about the financial markets for newspapers, magazines, and websites. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course can help Financial Journalists develop the skills and knowledge they need to be successful in their careers. The course covers topics such as bond and equity markets, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Financial Journalists write accurate and informative articles about the financial markets.
See salaries and explore the career path for Financial Journalist
Market Analyst
Market Analysts provide investment advice to clients. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course may be useful for Market Analysts who want to learn more about the bond and equity markets. The course covers topics such as bond and equity issuance, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Market Analysts make informed recommendations to their clients.
See salaries and explore the career path for Market Analyst
Actuary
Actuaries use mathematical and statistical methods to assess risk and uncertainty. They may work in a variety of fields, including insurance, finance, and healthcare. The Bond and Equity Markets and Financial Regulation course may be useful for Actuaries who want to learn more about the bond and equity markets. The course covers topics such as bond and equity issuance, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Actuaries assess the risk and uncertainty associated with investments in the bond and equity markets.
See salaries and explore the career path for Actuary
Financial Advisor
Financial Advisors provide financial advice to clients. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course may be useful for Financial Advisors who want to learn more about the bond and equity markets. The course covers topics such as bond and equity issuance, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Financial Advisors make informed recommendations to their clients.
See salaries and explore the career path for Financial Advisor
Credit Analyst
Credit Analysts assess the creditworthiness of borrowers. They need to have a strong understanding of the financial markets and the factors that affect investment returns. The Bond and Equity Markets and Financial Regulation course may be useful for Credit Analysts who want to learn more about the bond and equity markets. The course covers topics such as bond and equity issuance, yield curve shapes, and the mechanics of exchange trading. This knowledge can help Credit Analysts make informed decisions about the creditworthiness of borrowers.
See salaries and explore the career path for Credit Analyst

Reading list

We've selected eight books that we think will supplement your learning. Use these to develop background knowledge, enrich your coursework, and gain a deeper understanding of the topics covered in Bond and Equity Markets and Financial Regulation.
Cover image
Corporate Finance, Global Edition
Save
Well-respected textbook that provides a broad overview of corporate finance. It covers all of the topics that are covered in the course, and it does so in a clear and concise manner. Additionally, the book contains a number of practice problems and exercises that can help students to test their understanding of the material.
Corporate Finance, Global Edition
Paperback
$$$
Corporate Finance: The Core, Global Edition
Paperback
$$$
Fundamentals of Corporate Finance, Global Edition
Paperback
$$$
Corporate Finance plus MyFinanceLab with Pearson...
Paperback
$$$
Cover image
Quantitative Global Bond Portfolio Management
Save
Is an indispensable reference for anyone working in the fixed income markets. It provides in-depth coverage of all aspects of fixed income securities, from issuance and pricing to trading and risk management.
Quantitative Global Bond Portfolio Management
Paperback
Check
Quantitative Global Bond Portfolio Management
Kindle Edition
Check
Cover image
Bond Markets, Analysis, and Strategies, tenth...
Save
Comprehensive guide to equity markets. It covers all of the topics that are covered in the course, and it does so in a clear and concise manner. Additionally, the book contains a number of case studies and examples that can help students to apply the material to real-world situations.
Bond Markets, Analysis, and Strategies, tenth...
Hardcover
$$$$
Bond Markets, Analysis, and Strategies, tenth...
Kindle Edition
$$$
Cover image
Damodaran on Valuation
Save
Offers an in-depth analysis of the international equity markets and is written by a leading expert in the field.
Damodaran on Valuation: Security Analysis for...
Hardcover
$$$
Damodaran On Valuation, 2Nd Ed
Paperback
$$$
Damodaran on Valuation, Study Guide: Security...
Paperback
$$
Damodaran on Valuation: Security Analysis for...
Kindle Edition
$$$
Damodaran on Valuation: Security Analysis for...
Kindle Edition
$$
Cover image
Intermediate Futures And Options: An Active...
Save
Comprehensive guide to options, futures, and derivatives. It covers all of the topics that are covered in the course, and it does so in a clear and concise manner. Additionally, the book contains a number of case studies and examples that can help students to apply the material to real-world situations.
Intermediate Futures and Options: An Active...
Paperback
$$$
Cover image
Financial Markets and Institutions, Global Edition
Save
Comprehensive guide to financial markets and institutions. It covers all of the topics that are covered in the course, and it does so in a clear and concise manner. Additionally, the book contains a number of case studies and examples that can help students to apply the material to real-world situations.
Financial Markets and Institutions, Global Edition
Paperback
$$$
Cover image
An Introduction to Penology: Punishment, Prisons...
Save
Provides a comprehensive overview of the financial system. It covers a wide range of topics, including the role of financial markets, the different types of financial institutions, and the regulation of the financial system.
An Introduction to Penology: Punishment, Prisons...
Paperback
$$
Cover image
Entrepreneurship
Save
Provides a comprehensive overview of financial markets and institutions. It is written in a clear and concise style, and it is packed with useful examples and case studies.
Entrepreneurship
Paperback
Check
Entrepreneurship
Kindle Edition
Check

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Course image
Effort
1 to 2 hours per week for 6 weeks
Level
Introductory
Via
edX
Institution
New York Institute of Finance
Instructor
Jack Farmer
Language
English
Transcript
English
This course belongs to a collection called Capital Markets. It's comprised of six courses:
  1. Equity Indexes, Valuations, and Investment Vehicles
  2. Bond and Equity Markets and Financial Regulation (viewing)
  3. Capital Markets Professional Certificate Examination
  4. Credit Derivatives and Equity and Bond IPO
  5. Money Markets, Foreign Exchange and Time Value of Money
  6. Derivatives, Futures, Swaps, and Options
Traffic lights
Read about what's good
what should give you pause
and possible dealbreakers
Taught by Jack Farmer, who is recognized for their work in this field
Develops skills, knowledge, and tools that are highly relevant to the industry
Develops skills, knowledge, and tools that are useful for personal growth and development
Examines bond markets, which is highly relevant to finance professionals
Covers unique perspectives and ideas that may add color to other topics and subjects
Builds a strong foundation for beginners in bond markets
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