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FinTech Risk Management

4.7 Filled star Filled star Filled star Filled star Half star
Based on 195 ratings
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Garvin Percy DIAS and Theodore Henry King CLARK

This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.

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This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.

You will learn about new challenges of compliance with financial requirements and government regulations and how you can deal with these changes, strategies in analysing FinTech risk and how operation risks increase in finance industry in this changing environment. As tech firms are now becoming more like finance firms such as Alibaba, Apple, and Tencent etc., you will learn about the importance of IT compliance and assurance and practical skills in dealing with these changes.

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What's inside

Syllabus

Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
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Traffic lights

Read about what's good
what should give you pause
and possible dealbreakers
Teaches how changes in finance by FinTech influence risk management and corporate governance
Appropriate for those who manage risks in finance by equipping them with the strategies to balance risks in operation, reputation, and finance firm stability
Develops knowledge on contemporary challenges of adhering to regulatory and government requirements in finance
Explores the increasing significance of operational and business risks in the face of FinTech advancements
Covers essential topics for individuals aiming to understand the influence of FinTech on risk management and corporate governance
Requires some prior experience or understanding of finance and risk management concepts

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Reviews summary

Fintech risk and compliance overview

According to learners, this course offers a solid overview of FinTech risk management and compliance, specifically highlighting operational and IT risks. Students found the content on business continuity and disaster recovery planning particularly relevant. The final project is considered helpful for applying learned concepts. While providing a valuable introduction for professionals, some experienced learners noted that certain sections felt introductory and the pace could be uneven at times. Overall, it equips learners with foundational knowledge for navigating the unique risk landscape in FinTech.
Project helps apply knowledge, but peer review varies.
"The peer-graded final project was useful for applying the risk analysis concepts to a real-world scenario."
"Working on the project helped solidify my understanding of balancing risks and strategies."
"The project is good in theory, but the quality of peer reviews I received was inconsistent."
Addresses current FinTech challenges.
"The course content felt very relevant to the current challenges faced by financial institutions dealing with FinTech disruption."
"Discussing IT compliance for tech firms becoming finance-like (Alibaba, Apple) was a great, timely addition."
"Provides valuable insights into the evolving regulatory landscape in FinTech."
Provides a clear overview of FinTech risks.
"The course explained different types of risks, especially operational risks, very clearly within the FinTech context."
"I appreciated the breakdown of compliance frameworks and how they apply to new financial technologies."
"Helped me understand the unique risk landscape that FinTech firms operate in."
Excellent coverage of IT compliance and BCP/DRP.
"The modules on IT Compliance and Business Continuity Planning were highly relevant and well-structured."
"Gave practical insights into dealing with cyber threats and data breaches from a risk perspective."
"Understanding the IT side of compliance is crucial now, and this course covered it effectively."
Good introduction, but some parts are basic.
"For someone with prior finance or IT experience, some initial modules felt a bit too basic."
"The pace of the course felt a little uneven, with some sections covered very quickly and others dragging on."
"Could use more in-depth quantitative analysis techniques for experienced risk professionals."

Activities

Be better prepared before your course. Deepen your understanding during and after it. Supplement your coursework and achieve mastery of the topics covered in FinTech Risk Management with these activities:
Review: Corporate Governance and Risk Management
Gain insights into corporate governance and risk management practices to solidify understanding
View Corporate Governance on Amazon
Show steps
  • Read the book to understand the principles of governance and risk management
  • Summarize key takeaways and apply them to practical scenarios
Online Tutorials on FinTech Trends
Seek additional understanding of FinTech trends through guided tutorials
Browse courses on Fintech
Show steps
  • Identify reputable online platforms for FinTech tutorials
  • Select tutorials on relevant topics
  • Complete the tutorials and take notes
Principles of IT Audit and Assurance
Review fundamental principles in IT Audit and Assurance to strengthen core concepts
Browse courses on IT Audit
Show steps
  • Review fundamental internal control and risk management concepts
  • Examine and apply the core principles of IT assurance
Six other activities
Expand to see all activities and additional details
Show all nine activities
Discussion Groups on FinTech Regulations
Participate in group discussions to share and learn diverse perspectives on FinTech regulations
Show steps
  • Join online discussion forums or communities
  • Identify and participate in discussions on FinTech regulations
  • Share insights, ask questions, and engage with other participants
Case Study Analysis on FinTech Risk Management
Analyze and discuss case studies to apply risk management concepts in FinTech
Browse courses on Case Study Analysis
Show steps
  • Review different case studies on FinTech risk management
  • Identify the key risks and challenges presented in the case study
  • Propose strategies to mitigate or manage the identified risks
Practice identifying financial risks
Refine your ability to anticipate and categorize financial risks relevant to FinTech companies.
Show steps
  • Review the course materials on financial risk identification.
  • Complete the practice exercises provided in the course.
  • Seek out additional practice problems or case studies online.
Attend FinTech Industry Conferences
Attend industry conferences and events to network with experts and gain insights into FinTech trends
Show steps
  • Research upcoming FinTech conferences and identify relevant ones
  • Register and attend the conference
  • Network with speakers, attendees, and industry professionals
Risk Governance Platform Development
Develop a prototype for a risk governance platform to demonstrate practical application of concepts
Browse courses on Risk Governance
Show steps
  • Research different platform for Risk Governance
  • Design a platform to meet the business need
  • Develop the platform
Blog or Article on Emerging FinTech Risks
Compose a blog post or article to explore and present emerging risks in FinTech
Browse courses on Blog Writing
Show steps
  • Research and explore emerging risks in the FinTech industry
  • Develop an outline and structure for the blog post or article
  • Write and edit the content, ensuring clarity and accuracy

Career center

Learners who complete FinTech Risk Management will develop knowledge and skills that may be useful to these careers:
FinTech Project Manager
FinTech Project Managers lead teams across technical and non-technical disciplines to create innovative financial solutions. A deep understanding of financial compliance and risk assessment is vital to this role, which is why the FinTech Risk Management course at The Hong Kong University of Science and Technology is an ideal choice for aspiring FinTech Project Managers. This course teaches the regulatory procedures for the FinTech industry, and empowers graduates with the skills necessary to analyze and develop risk management and compliance strategies.
See salaries and explore the career path for FinTech Project Manager
Financial Compliance Analyst
Financial Compliance Analysts ensure that financial institutions adhere to all relevant laws and regulations. To succeed in this role, it is essential to stay up-to-date with the latest compliance requirements for the financial sector. The FinTech Risk Management course at The Hong Kong University of Science and Technology is highly relevant to Financial Compliance Analysts, as it provides a comprehensive overview of the regulatory landscape for FinTech companies. Graduates will be well-equipped to identify and mitigate potential compliance risks.
See salaries and explore the career path for Financial Compliance Analyst
Risk Manager
Risk Managers are responsible for identifying, assessing, and managing risks across an organization. In the financial sector, Risk Managers play a critical role in ensuring the stability of financial institutions. The FinTech Risk Management course at The Hong Kong University of Science and Technology is an excellent choice for aspiring Risk Managers, as it provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Risk Manager
Internal Auditor
Internal Auditors are responsible for evaluating the effectiveness of an organization's internal controls and risk management processes. In the financial sector, Internal Auditors play a crucial role in ensuring the accuracy and reliability of financial reporting. The FinTech Risk Management course at The Hong Kong University of Science and Technology is highly relevant to Internal Auditors, as it provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Internal Auditor
Compliance Officer
Compliance Officers are responsible for ensuring that their organizations comply with all applicable laws and regulations. In the financial sector, Compliance Officers play a critical role in mitigating risk and protecting the reputation of financial institutions. The FinTech Risk Management course at The Hong Kong University of Science and Technology is an excellent choice for aspiring Compliance Officers, as it provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Compliance Officer
FinTech Consultant
FinTech Consultants advise financial institutions and FinTech companies on how to manage risk and implement new technologies. To be successful in this role, it is essential to have a deep understanding of the financial services industry and the latest regulatory requirements. The FinTech Risk Management course at The Hong Kong University of Science and Technology is an ideal choice for aspiring FinTech Consultants, as it provides a comprehensive overview of the FinTech industry and the regulatory landscape.
See salaries and explore the career path for FinTech Consultant
FinTech Product Manager
FinTech Product Managers lead the development of new financial products and services. To be successful in this role, it is essential to have a deep understanding of the financial services industry, technology, and risk management. The FinTech Risk Management course at The Hong Kong University of Science and Technology is an ideal choice for aspiring FinTech Product Managers, as it provides a comprehensive overview of the FinTech industry and the regulatory landscape.
See salaries and explore the career path for FinTech Product Manager
FinTech Business Analyst
FinTech Business Analysts gather and analyze data to help financial institutions make informed decisions. To be successful in this role, it is essential to have a strong understanding of finance, technology, and risk management. The FinTech Risk Management course at The Hong Kong University of Science and Technology is an excellent choice for aspiring FinTech Business Analysts, as it provides a comprehensive overview of the FinTech industry and the regulatory landscape.
See salaries and explore the career path for FinTech Business Analyst
IT Auditor
IT Auditors are responsible for evaluating the effectiveness of an organization's IT systems and controls. In the financial sector, IT Auditors play a critical role in ensuring the security of financial data and systems. The FinTech Risk Management course at The Hong Kong University of Science and Technology is highly relevant to IT Auditors, as it provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for IT Auditor
Portfolio Manager
The FinTech Risk Management course at The Hong Kong University of Science and Technology may be useful to Portfolio Managers who work in the financial sector. This course provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Portfolio Manager
Investment Banker
The FinTech Risk Management course at The Hong Kong University of Science and Technology may be useful to Investment Bankers who work in the financial sector. This course provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Investment Banker
Financial Analyst
The FinTech Risk Management course at The Hong Kong University of Science and Technology may be useful to Financial Analysts who work in the financial sector. This course provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Financial Analyst
Data Scientist
The FinTech Risk Management course at The Hong Kong University of Science and Technology may be useful to Data Scientists who work in the financial sector. This course provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Data Scientist
Software Engineer
The FinTech Risk Management course at The Hong Kong University of Science and Technology may be useful to Software Engineers who work in the financial sector. This course provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for Software Engineer
FinTech Marketer
The FinTech Risk Management course at The Hong Kong University of Science and Technology may be useful to FinTech Marketers, who are responsible for promoting and marketing financial products and services. This course provides a deep understanding of the risks associated with FinTech and the regulatory frameworks in place to mitigate these risks.
See salaries and explore the career path for FinTech Marketer

Reading list

We've selected seven books that we think will supplement your learning. Use these to develop background knowledge, enrich your coursework, and gain a deeper understanding of the topics covered in FinTech Risk Management.
Cover image
Introduction to FinTech
Save
Provides an overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
Introduction to FinTech: Revolutionizing Finance...
Hardcover
$$
Cover image
The WEALTHTECH Book
Save
Provides a comprehensive overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
The WEALTHTECH Book: The FinTech Handbook for...
Paperback
$$
The WEALTHTECH Book: The FinTech Handbook for...
Kindle Edition
$$
Cover image
Bank 4.0
Save
Provides a detailed overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
Bank 4.0: Banking Everywhere, Never at a Bank
Hardcover
$$
Bank 4.0
Paperback
$$
(Pусский) Bank 4.0. Novaja finansovaja realnost
Hardcover
$$$
Bank 4.0: Banking Everywhere, Never at a Bank
Kindle Edition
$$
Cover image
Fintech
Save
Provides a comprehensive overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
Fintech: The New DNA of Financial Services
Kindle Edition
$$
Cover image
The Rise of Technosocialism: How Inequality, AI and...
Save
Provides a comprehensive overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
The Rise of Technosocialism: How Inequality, AI and...
Hardcover
$$
The Rise of Technosocialism: How Inequality, AI and...
Kindle Edition
$$
Cover image
Digital Gold
Save
Provides a comprehensive overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
Digital Gold: Bitcoin and the Inside Story of the...
Kindle Edition
$
Cover image
Blockchain
Save
Provides a comprehensive overview of the fintech industry, including its history, current state, and future prospects. It also discusses the regulatory challenges and opportunities facing fintech companies.
Blockchain: The Insights You Need from Harvard...
Kindle Edition
$$

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Rating
4.7 Filled star Filled star Filled star Filled star Half star
Effort
15 hours to complete
Level
Introductory
Via
Coursera
Institution
The Hong Kong University of Science and Technology
Instructors
Garvin Percy DIAS
Theodore Henry King CLARK
Language
English
Transcripts
Español Français Português Deutsch Italiano 中文 العربية 한국어 日本語 हिंदी Nederlands Svenska Pусский Türkçe Polski Ελληνικά українська мова magyar nyelv Bahasa Indonesia ไทย қазақша اُردُو, فارسی বাংলা tiếng Việt پښتو آذربایجان دیلی
This course belongs to a collection called FinTech: Finance Industry Transformation and Regulation. It's comprised of four courses:
  1. FinTech Disruptive Innovation: Implications for Society
  2. FinTech Foundations and Overview
  3. FinTech Risk Management (viewing)
  4. FinTech Security and Regulation (RegTech)
Traffic lights
Read about what's good
what should give you pause
and possible dealbreakers
Teaches how changes in finance by FinTech influence risk management and corporate governance
Appropriate for those who manage risks in finance by equipping them with the strategies to balance risks in operation, reputation, and finance firm stability
Develops knowledge on contemporary challenges of adhering to regulatory and government requirements in finance
Explores the increasing significance of operational and business risks in the face of FinTech advancements
Covers essential topics for individuals aiming to understand the influence of FinTech on risk management and corporate governance
Requires some prior experience or understanding of finance and risk management concepts
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