FinTech Security and Regulation (RegTech) from Coursera

This course "FinTech Security and Regulation (RegTech)" help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react to these changes, e.g. Regulations to cryptocurrencies like BitCoin & Initial Coin Offering (ICO). It presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals.

You will learn about how FinTech and RegTech disrupt and transform finance industry, such as challenges in protecting data and security with digital forensics, risk management and corporate governance in banking industry in terms of Know Your Customer (KYC) and Anti Money Laundering (AML), and how governments in different countries take initiatives in FinTech and RegTech.

What's inside

Syllabus

Introduction to FinTech Security & Regulation

In this module, learners will examine the relationship between security and regulation as twin methodologies for managing and reducing risk in financial services. Issues explored will include "What is RegTech?", "What is InsurTech?", and how can we determine when regulation and security are enough or too much to achieve important social & business objectives.

Risk Management & Government Control

In this module, we explore some of the tools government use to regulate financial markets and discuss potential challenges for FinTech innovators in complying with these regulations. Some basic terms commonly used in finance such as AML & KYC are defined and described. We examine the role of different government agencies as well as alternative social objectives that influence the development of regulations over time.

Fraud, Crimes, & Security

In this module, we discuss the issues and challenges of preventing and detecting fraud and crime in financial markets. Topic discuss will include data theft and related security technologies, human challenges in implementing effective security, and electronic evidence & digital forensics issues. Recommendations for FinTech firms are provided to reduce risk of fraud and crime.

Global Trends and Government Initiatives in RegTech

In this module, learners will explore a variety of government initiatives related to FinTech & RegTech. Topics included open banking APIs in Europe, crypto-currency & ICO regulations, evolution of FinTech regulations in US & Europe, China regulations on FinTech, and regulatory issues in HK, Singapore & other jurisdictions.

Peer-graded Final Project

In this module, learners will complete a final project for the course involving research on regulatory decisions in multiple countries regarding a specific area of FinTech. Building on what they have discovered, learners will prepare a short video/written pitch recommending FinTech policies to a regulator in a smaller jurisdiction dealing with FinTech challenges and opportunities.

Good to know

Know what's good

, what to watch for

, and possible dealbreakers

Discusses risk management in banking, including Know Your Customer (KYC) and Anti Money Laundering (AML)

Explores the role of government agencies in regulating financial markets and discusses alternative social objectives that influence the development of regulations

Provides recommendations for FinTech firms to reduce risk of fraud and crime

Covers topics such as open banking APIs in Europe, crypto-currency & ICO regulations, evolution of FinTech regulations in US & Europe, China regulations on FinTech, and regulatory issues in HK, Singapore & other jurisdictions

Involves research on regulatory decisions in multiple countries regarding a specific area of FinTech and a video/written pitch recommending FinTech policies to a regulator

Led by professors from a top business school in Asia as well as industry professionals, providing diverse perspectives

Reviews summary

Fintech security and regulation (regtech) overview

Learners say this thorough, HKUST-created course is an excellent starting point for those new to the FinTech industry as it introduces fundamental concepts in fintech security and regulation. This beginner-level course also offers insight into areas such as compliance, risk management, fraud, cybersecurity, and global trends. Students praise the engaging video lectures, practical examples, and discussions with industry experts.

Final project is challenging but helps learners apply what they have learned.

"Final project is a bit of a big leap, but this is where the learning happens."

Course includes practical examples and case studies to illustrate concepts.

"Provides practical examples and case studies to illustrate concepts."

Learners appreciate the engaging video lectures and discussions with industry experts.

"Video lectures are engaging and make topics interesting."

"Discussions with industry experts provide valuable insights."

Introductory course to the fundamentals of FinTech security and regulation.

"Excellent starting point for those new to the FinTech industry."

"Introduces fundamental concepts in fintech security and regulation."

"Provides beginner-level overview of the industry."

Activities

Be better prepared before your course. Deepen your understanding during and after it. Supplement your coursework and achieve mastery of the topics covered in FinTech Security and Regulation (RegTech) with these activities:

Compile and Review Course Materials

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Reviewing and compiling materials will give you a good foundation before starting the course.

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Organize notes, assignments, quizzes, and exams
Review and expand on your notes
Complete practice questions

Engage in Discussion Forums

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Participating in discussions with peers will expose you to diverse perspectives and facilitate a deeper understanding of the course content.

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Join the course discussion forums
Participate in ongoing discussions
Start new discussions on relevant topics
Review and respond to others' contributions

Develop a Presentation on a FinTech Security Topic

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Creating a presentation will help you synthesize your knowledge, develop your communication skills, and contribute to discussions.

Browse courses on Digital Forensics

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Research a specific FinTech security topic
Prepare a presentation outline
Develop content for your presentation
Rehearse your presentation
Deliver your presentation to an audience

One other activity

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Startup Weekend Project

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Participating in a Startup Weekend project will challenge you to apply your knowledge to a hands-on, real-world problem.

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Identify a FinTech problem you want to solve
Attend the Startup Weekend event
Form a team and develop a solution
Pitch your solution to investors

Career center

Learners who complete FinTech Security and Regulation (RegTech) will develop knowledge and skills that may be useful to these careers:

Information Security Analyst

With the rise of FinTech, there is a growing need for Information Security Analysts to protect financial data and systems from cyber threats. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest security technologies and techniques, as well as the regulatory landscape surrounding FinTech. This course can help you build a foundation in information security and prepare you for a career as an Information Security Analyst.

See salaries and explore the career path for Information Security Analyst

Financial Analyst

Financial Analysts play a vital role in the financial industry, providing insights and recommendations to investors and businesses. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech trends and regulations, as well as the impact of these changes on the financial industry. This course can help you build a strong foundation in financial analysis and prepare you for a career as a Financial Analyst.

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Compliance Officer

Compliance Officers ensure that businesses comply with all applicable laws and regulations. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech regulations, as well as the best practices for compliance. This course can help you build a strong foundation in compliance and prepare you for a career as a Compliance Officer.

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Risk Manager

Risk Managers identify and assess risks, and develop strategies to mitigate those risks. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech risks, as well as the best practices for risk management. This course can help you build a strong foundation in risk management and prepare you for a career as a Risk Manager.

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Auditor

Auditors examine financial records to ensure that they are accurate and compliant with all applicable laws and regulations. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech regulations, as well as the best practices for auditing. This course can help you build a strong foundation in auditing and prepare you for a career as an Auditor.

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Fraud Investigator

Fraud Investigators investigate financial crimes, such as fraud, embezzlement, and money laundering. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech fraud trends, as well as the best practices for fraud investigation. This course can help you build a strong foundation in fraud investigation and prepare you for a career as a Fraud Investigator.

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Criminal Investigator

Criminal Investigators investigate crimes, such as theft, assault, and murder. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech crime trends, as well as the best practices for criminal investigation. This course can help you build a strong foundation in criminal investigation and prepare you for a career as a Criminal Investigator.

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Information Technology Auditor

Information Technology Auditors examine computer systems and networks to ensure that they are secure and compliant with all applicable laws and regulations. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech security trends, as well as the best practices for information technology auditing. This course can help you build a strong foundation in information technology auditing and prepare you for a career as an Information Technology Auditor.

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Financial Crime Analyst

Financial Crime Analysts investigate financial crimes, such as fraud, embezzlement, and money laundering. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech crime trends, as well as the best practices for financial crime analysis. This course can help you build a strong foundation in financial crime analysis and prepare you for a career as a Financial Crime Analyst.

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Forensic Accountant

Forensic Accountants investigate financial crimes, such as fraud, embezzlement, and money laundering. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech fraud trends, as well as the best practices for forensic accounting. This course can help you build a strong foundation in forensic accounting and prepare you for a career as a Forensic Accountant.

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Data Analytics Specialist

Data Analytics Specialists collect, analyze, and interpret data to identify trends and patterns. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech data trends, as well as the best practices for data analytics. This course can help you build a strong foundation in data analytics and prepare you for a career as a Data Analytics Specialist.

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Data Scientist

Data Scientists use statistical methods and machine learning to analyze data and identify trends and patterns. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech data trends, as well as the best practices for data science. This course can help you build a strong foundation in data science and prepare you for a career as a Data Scientist.

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Information Security Manager

Information Security Managers oversee the security of a company's data and systems. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech security trends, as well as the best practices for information security management. This course can help you build a strong foundation in information security management and prepare you for a career as an Information Security Manager.

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Security Consultant

Security Consultants advise businesses on how to protect their data and systems from cyber threats. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech security trends, as well as the best practices for security consulting. This course can help you build a strong foundation in security consulting and prepare you for a career as a Security Consultant.

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Chief Information Security Officer (CISO)

Chief Information Security Officers (CISOs) are responsible for the overall security of a company's data and systems. This course on FinTech Security and Regulation can help you develop the skills and knowledge you need to succeed in this field. You will learn about the latest FinTech security trends, as well as the best practices for CISO. This course can help you build a strong foundation in CISO and prepare you for a career as a Chief Information Security Officer (CISO).

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