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Information Governance

SOX

Dr. Shaila Rana

The Sarbanes-Oxley Act of 2002 was created in the aftermath of a financial scandal. Today, it's not just a financial law, but a cybersecurity law as well. This course will give you a basic understanding of SOX.

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The Sarbanes-Oxley Act of 2002 was created in the aftermath of a financial scandal. Today, it's not just a financial law, but a cybersecurity law as well. This course will give you a basic understanding of SOX.

Many information security professionals do not understand the cybersecurity implications of the Sarbanes-Oxley Act of 2002. In this course, Information Governance: SOX, you’ll learn a basic understanding of SOX. First, you’ll explore the purpose and scope of SOX. Next, you’ll discover the basic concepts and requirements. Finally, you’ll learn about compliance with SOX and implications for non-compliance. When you’re finished with this course, you’ll have the skills and knowledge of the Sarbanes-Oxley Act 2002 needed to understand the requirements and protections.

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What's inside

Syllabus

Course Overview
Understanding SOX
Compliance with SOX

Good to know

Know what's good
, what to watch for
, and possible dealbreakers
Explores Sarbanes-Oxley Act of 2002, a key law in both finance and cybersecurity
Taught by Dr. Shaila Rana, known for expertise in information governance
Develops core understanding of SOX, meeting requirements and protections

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Save Information Governance: SOX to your list so you can find it easily later:
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Activities

Be better prepared before your course. Deepen your understanding during and after it. Supplement your coursework and achieve mastery of the topics covered in Information Governance: SOX with these activities:
Review 'SOX for Dummies' by John J. Hall
Gain a comprehensive understanding of SOX from a practical and easy-to-understand perspective.
View Melania on Amazon
Show steps
  • Purchase or borrow a copy of 'SOX for Dummies'.
  • Read through the book, taking notes on key concepts and requirements.
  • Complete the exercises and quizzes in the book to test your understanding.
Review SOX
Review the fundamentals of the Sarbanes-Oxley Act to refresh your knowledge before the course begins.
Browse courses on Sarbanes-Oxley Act
Show steps
  • Identify the purpose and scope of SOX.
  • Summarize the basic concepts and requirements of SOX.
  • Review the implications of non-compliance with SOX.
Review the purpose and scope of Sarbanes-Oxley Act (SOX)
Familiarize yourself with the basics of SOX to prepare for the course.
Browse courses on SOX
Show steps
  • Read the official text of the Sarbanes-Oxley Act of 2002.
  • Summarize the key provisions of SOX in your own words.
  • Identify the main goals of SOX.
Eight other activities
Expand to see all activities and additional details
Show all 11 activities
Join a Study Group Focused on SOX
Collaborate with peers to enhance your understanding of SOX and prepare for the course.
Browse courses on Sarbanes-Oxley Act
Show steps
  • Find or create a study group with other students taking the course.
  • Meet regularly to discuss the course material.
  • Work together on assignments and projects.
Complete the Pluralsight Course on SOX
Follow along with the course content provided by Pluralsight to further your understanding of the Sarbanes-Oxley Act.
Browse courses on Sarbanes-Oxley Act
Show steps
  • Watch the video lectures.
  • Complete the quizzes and assignments.
  • Participate in the discussion forums.
Attend a workshop on SOX compliance
Engage with experts and peers to gain practical insights into SOX compliance.
Show steps
  • Research and identify workshops on SOX compliance in your area.
  • Register for a workshop that aligns with your interests and learning goals.
  • Attend the workshop and actively participate in discussions and activities.
Apply SOX concepts to real-world scenarios
Test your understanding of SOX by practicing its application.
Browse courses on Cybersecurity
Show steps
  • Analyze a case study on SOX compliance.
  • Develop a plan for implementing SOX in a hypothetical organization.
  • Identify potential risks and challenges associated with SOX compliance.
Develop a SOX Compliance Plan
Create a detailed plan that outlines the steps your organization can take to achieve and maintain compliance with SOX.
Browse courses on Sarbanes-Oxley Act
Show steps
  • Identify the relevant requirements of SOX.
  • Assess your organization's current state of compliance.
  • Develop a plan to address any gaps in compliance.
  • Implement the plan.
  • Monitor and evaluate the effectiveness of the plan.
Create a presentation or infographic on SOX
Reinforce your learning by creating a visual aid that summarizes key SOX concepts.
Browse courses on Cybersecurity
Show steps
  • Choose a topic related to SOX that you want to present.
  • Research and gather information on your chosen topic.
  • Create a presentation or infographic that visually represents your findings.
Develop a compliance plan for a specific industry or organization
Apply your knowledge of SOX to a real-world scenario by creating a compliance plan.
Browse courses on Cybersecurity
Show steps
  • Select an industry or organization to focus on.
  • Research the specific compliance requirements that apply to your chosen industry or organization.
  • Develop a comprehensive compliance plan that addresses all relevant requirements.
Volunteer with a Non-Profit Organization Focused on Corporate Governance
Gain practical experience in corporate governance and SOX compliance by volunteering with a non-profit organization.
Browse courses on Sarbanes-Oxley Act
Show steps
  • Research non-profit organizations that focus on corporate governance.
  • Identify opportunities to volunteer with these organizations.
  • Attend events and meetings.
  • Assist with projects and initiatives.

Career center

Learners who complete Information Governance: SOX will develop knowledge and skills that may be useful to these careers:
Information Governance Manager
An Information Governance Manager is responsible for developing and implementing an organization's information governance program. They ensure that the organization's information is managed in a consistent and compliant manner. The Information Governance: SOX course can be helpful for an Information Governance Manager because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for information governance.
See salaries and explore the career path for Information Governance Manager
Chief Compliance Officer
A Chief Compliance Officer is responsible for overseeing an organization's compliance with all applicable laws and regulations. They develop and implement compliance policies and procedures, and monitor compliance. The Information Governance: SOX course can be helpful for a Chief Compliance Officer because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for corporate governance and financial reporting.
See salaries and explore the career path for Chief Compliance Officer
Corporate Controller
A Corporate Controller is responsible for overseeing an organization's accounting and financial reporting functions. They ensure that the financial statements are accurate and comply with all applicable laws and regulations. The Information Governance: SOX course can be helpful for a Corporate Controller because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for financial reporting.
See salaries and explore the career path for Corporate Controller
Senior Manager of Financial Reporting
A Senior Manager of Financial Reporting is responsible for overseeing the preparation and filing of an organization's financial statements. They ensure that the financial statements are accurate and comply with all applicable laws and regulations. The Information Governance: SOX course can be helpful for a Senior Manager of Financial Reporting because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for financial reporting.
See salaries and explore the career path for Senior Manager of Financial Reporting
Forensic Accountant
A Forensic Accountant investigates financial fraud and other financial crimes. They analyze financial data, identify irregularities, and report their findings to law enforcement or other authorities. The Information Governance: SOX course may be useful for a Forensic Accountant because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for financial reporting and corporate governance.
See salaries and explore the career path for Forensic Accountant
Internal Auditor
An Internal Auditor is responsible for evaluating an organization's internal controls and reporting on their effectiveness. They assess risks, develop and implement audit plans, and conduct audits. The Information Governance: SOX course can be helpful for an Internal Auditor because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for internal controls.
See salaries and explore the career path for Internal Auditor
Chief Risk Officer
A Chief Risk Officer is responsible for overseeing an organization's risk management program. They identify, assess, and manage risks, and develop and implement risk management plans. The Information Governance: SOX course may be useful for a Chief Risk Officer because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for risk management.
See salaries and explore the career path for Chief Risk Officer
Chief Information Security Officer
A Chief Information Security Officer is responsible for overseeing an organization's information security program. They develop and implement security policies and procedures, and monitor security incidents. The Information Governance: SOX course may be useful for a Chief Information Security Officer because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for cybersecurity.
See salaries and explore the career path for Chief Information Security Officer
Compliance Analyst
A Compliance Analyst is responsible for ensuring that a company complies with laws and regulations. They identify and assess risks, develop and implement policies and procedures, and monitor compliance. The Information Governance: SOX course can be helpful for a Compliance Analyst because it provides a basic understanding of the Sarbanes-Oxley Act, which is a key piece of legislation that governs corporate governance and financial reporting.
See salaries and explore the career path for Compliance Analyst
IT Auditor
An IT Auditor is responsible for auditing an organization's information systems. They assess risks, develop and implement audit plans, and conduct audits. The Information Governance: SOX course may be useful for an IT Auditor because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for cybersecurity.
See salaries and explore the career path for IT Auditor
Risk Manager
A Risk Manager is responsible for identifying, assessing, and managing risks. They develop and implement risk management plans, and monitor risks. The Information Governance: SOX course may be useful for a Risk Manager because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for risk management.
See salaries and explore the career path for Risk Manager
Information Security Analyst
An Information Security Analyst is responsible for protecting an organization's information systems from unauthorized access, use, disclosure, disruption, modification, or destruction. They assess risks, develop and implement security measures, and monitor security incidents. The Information Governance: SOX course may be useful for an Information Security Analyst because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for cybersecurity.
See salaries and explore the career path for Information Security Analyst
Quality Assurance Manager
A Quality Assurance Manager is responsible for overseeing an organization's quality assurance program. They ensure that the organization's products and services meet quality standards. The Information Governance: SOX course may be useful for a Quality Assurance Manager because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for quality assurance.
See salaries and explore the career path for Quality Assurance Manager
Project Manager
A Project Manager is responsible for planning, executing, and closing projects. They manage project resources, develop project plans, and track project progress. The Information Governance: SOX course may be useful for a Project Manager because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for project management.
See salaries and explore the career path for Project Manager
Operations Manager
An Operations Manager is responsible for overseeing the day-to-day operations of an organization. They ensure that the organization's processes are efficient and effective. The Information Governance: SOX course may be useful for an Operations Manager because it provides a basic understanding of the Sarbanes-Oxley Act, which has significant implications for corporate governance and financial reporting.
See salaries and explore the career path for Operations Manager

Reading list

We've selected six books that we think will supplement your learning. Use these to develop background knowledge, enrich your coursework, and gain a deeper understanding of the topics covered in Information Governance: SOX.
Cover image
Audit and Accounting Manual
Save
Provides a comprehensive guide to financial reporting. It is published by the AICPA and provides authoritative guidance on how to prepare and report financial statements.
Audit and Accounting Manual
Paperback
Check
Audit and Accounting Manual
Kindle Edition
Check
Cover image
Fraud Examination
Save
Can help supplement the course by providing a practical guide to preventing and detecting financial statement fraud, including how to assess the risk of fraud, how to develop and implement fraud prevention and detection controls, and how to respond to fraud.
Fraud Examination
Paperback
Check
Fraud Examination
Kindle Edition
Check
Cover image
The Foreign Corrupt Practices Act Handbook
Save
Provides a practical guide to complying with SOX. It is written by a former SEC attorney and provides insights into the regulatory landscape.
The Foreign Corrupt Practices Act Handbook
Paperback
Check
The Foreign Corrupt Practices Act Handbook
Kindle Edition
Check
Cover image
Introduction to Machine Learning with Applications...
Save
Can help supplement the course by providing a broad overview of information security, including the principles and practices of information security, and how to implement and manage information security programs.
Introduction to Machine Learning with Applications...
Hardcover
$$$
Introduction to Machine Learning with Applications...
Kindle Edition
$$$
Cover image
CISM Certified Information Security Manager All-in...
Save
Can supplement the course by providing a practical guide to managing cybersecurity, including how to develop and implement a cybersecurity strategy, how to protect against cyber threats, and how to respond to cyber incidents.
CISM Certified Information Security Manager All-in...
Paperback
$$
CISM Certified Information Security Manager All-in...
Kindle Edition
$$
Cover image
The Jazz Age
Save
Provides a user-friendly guide to SOX. It is written in a clear and concise style and provides a good overview of the law's key provisions.
Jazz Age, The: A Historical Exploration of...
Paperback
$$
The Jazz Age: A Historical Exploration of...
Kindle Edition
$$

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Course image
Time
37 hours
Level
Intermediate
Via
Pluralsight
Instructor
Dr. Shaila Rana
Language
English
Good to know
Explores Sarbanes-Oxley Act of 2002, a key law in both finance and cybersecurity
Taught by Dr. Shaila Rana, known for expertise in information governance
Develops core understanding of SOX, meeting requirements and protections
Share and help others discover this course.
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